(Note: all files are in pdf format)
|Issue Date||Subject of Investigation||Description of Alleged Misconduct||Dates of Alleged Misconduct|
|May 6, 2016||Saracen Energy Midwest, LP||Violation by Saracen Energy Midwest, LP of Southwest Power Pool, Inc.’s Open Access Transmission Tariff § 7.4.1(4) by submitting bids for Transmission Congestion Rights at Electronically Equivalent Settlement Locations.||August 2014–March 2015|
* Indicates that the investigation has been resolved through settlement. See Civil Penalty Actions for more information.