Help Frequently Asked Questions (FAQs)
1. What are Forms?
Regulated entities are required to submit information to the Commission in structured filings, or forms. These forms are made available to the public. Some of these reports are filed with the Commission in electronic format, or Forms.
2. What form and documents may be filed electronically?
3. How are forms filed with the Commission?
Some Forms are filed using Form Submission Software provided by the Commission. We use the Internet to download the software, provide software updates on the user's workstation, and allow submission of forms data via the Internet.